REGULATORY & COMPLIANCE

REGULATORY AND COMPLIANCE SERVICES IN DUBAI AND ABU DHABI

Ethical and compliant businesses with a well-controlled environment can better mitigate the risk of legal or regulatory sanctions and ensuing material financial and reputational loss.

Regulatory requirements for compliance assurance, policies, AML framework and talent have increased the need for maintaining an adequate compliance infrastructure for most organizations.

AT RE/THINK WE OFFER TAILORED REGULATORY EXPERTISE AND FOCUS IN GUIDING CLIENTS IN REDUCING THE RISK OF NON-COMPLIANCE.

We provide a wide range of compliance services and regulatory advice. While we focus on compliance consultancy services in Dubai and Abu Dhabi including advisory, training and process improvement, we don’t just tell you what to do, we give you practical ways to make things work for your business.

We offer bespoke modeling designed specifically to guide clients in reducing the risk of non-compliance.

OUR APPROACH

  • Demonstrates a degree of independence from the business, required by regulators;
  • Places significant importance on ensuring that our clients fully understand their options;
  • Utilizes progressive professional relationships with the financial services regulators in the GCC, UAE and Cayman Islands necessary in providing end-to-end assistance in preparing your regulatory business plan;
  • Ensure business control environment is clearly explained throughout the application process and builds confidence in balancing clients’ and regulatory expectations

Please make an enquiry to find out more and speak to a senior member of our team.

WINNERS OF THE WEALTH BRIEFINGS AWARDS 2017

Re/think were the winners of the Wealth Briefings Awards 2017 for compliance for the GCC region, which demonstrates the skills and expertise we have inhouse for such a service.

Our team has a combined level of experience exceeding 15 years in the financial services sector along with legal and management consulting across Middle East, Europe, Africa, London, India and Cayman Islands.

01

The authorization process is how a regulator assesses whether the firm is ready to be an authorized entity. Hence, preparing an application…

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02

We are able to draft strategies and develop appropriate regulatory business plans “fit for purpose” for the submission of applications…

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03

Constant advances in new technologies have provided opportunities for significant change & disruption…

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04

Tied into our risk management, is the ability to perform internal audits which is effectively a risk assessment to identify and prioritize key risks to best allocate internal resources…

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05

We design custom made compliance and AML manuals that meet the business and regulatory demands that your firm faces to…

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06

We can also ensure that your key performance indicators are matched by key risk indicators which address compliance needs and focus management on compliance risk…

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07

There are moments in the authorized firm’s life where it is important to take stock and understand whether its compliance function and culture are aligned with regulatory requirements and/or best practices…

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08

Governance arrangements are highly impacted by regulatory demands. Having appropriate governance arrangements is becoming more and more important with the growing trend towards principle-based regulation…

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09

Having a good compliance training program ensures employees are trained to understand the expectations, standards and obligations toward internal and external stakeholders…

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10

Nowadays regulators publish new and updated rules, consultation papers, enforcement notices and guidance at a very fast pace, which increases the difficulty in managing regulatory risk…

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11

Compliance and regulatory risk professionals are in significant demand. Determining the compliance human capital needs for our clients is an exercise that requires a deep understanding of the regulatory environment as well as of the…

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12

For your ongoing compliance needs we offer competitive retainer-based solutions that deliver hands on advice, guidance and real time training. For more information please contact us…

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13

We actively advise and shape the implementation of CRS and FATCA. We participate in various working groups, meaning we are at the cutting edge of tax and regulatory developments and can offer you real time updates…

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14

Our approach will enable your company to readily identify operational risks arising from new regulations or rules, other external events and process, systems…

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    ADDRESS

    63739 street lorem ipsum City, Country

    PHONE

    +12 (0) 345 678 9

    EMAIL

    info@company.com